David M. Doto

Re-Defining Conflict for Personal Transformation

In Uncategorized on February 16, 2012 at 4:47 pm

Most of us think that we disagree over what we think, feel, and want.  In Mediating Dangerously, renowned author and mediator Kenneth Cloke writes that many conflicts — including the spectrum running from simple arguments through litigation — often have little or nothing to do with these issues. 

 Re-examining how we define conflict has far reaching implications in our personal and professional lives because it can lead to the ability to create deeply empathetic and honest communications upon which lasting resolutions can be built.  Here are some of his eye-opening observations based on his vast experience:

 1.         Conflict represents a lack of awareness about death and sudden catastrophe in our lives.  As we become more aware of our finite existence, many conflicts become less important.

 2.         Conflict arises whenever there is a failure of human connection or an inability to understand our inter-connectedness.   When we notice our connected human spirit, we begin to act together and conflicts become simple disagreements that can be managed.

 3.         Conflict is a mask that we use to divert attention from our mistakes, a way to blame others for our own failures.  As authentic self-acceptance increases, conflict de-escalates.

 4.         Conflict represents a failure to value our own integrity or the personal space of others.  As we respect each other’s boundaries, fewer conflicts arise.

 5.         Conflict represents an inability to handle certain behaviors.  As we become more skillful in our responses to difficult behaviors, conflicts decrease.

 6.         Conflict is often the pursuit of our own false expectations or unrealistic fantasies.  By surrendering these false expectations and fantasies, we eliminate the conflict we create for ourselves by trying to get others to be someone or something they never were.

 7.         Conflict represents a lack of listening. As parties listen to the nuances of communication with each other, they uncover the true content of the messages, and counterattacks become constructive responses.              

 8.         Conflict is often a result of secrets, or of what we have hidden or failed to communicate.  By shedding light on the shadows, conflict disappears. 

 9.         Conflict represents a lack of skill in communicating what we feel, think, or want.  Through clear communication, needs can be met and conflict de-escalated or avoided.

 10.       Conflict represents an inability to grieve or say goodbye, or a refusal to let go of a relationship that is dead or dying.  For example, divorcing couples often fight as a way to say goodbye.

 11.       Conflict is a way to create negative intimacy when positive intimacy is no longer possible.  Parties often prefer anger over indifference until they are truly ready to let go of a relationship. 

 12.       Conflict results from our inability to learn from past mistakes, and use them to grow, learn, and improve our understanding.  Conflicts are often founded on a simple desire for better relationships with authenticity, emotional honesty, acknowledgment, empathy, and communication.

 13.       Conflict is often the cry for change in a system that is no longer useful or functional, or has cracks or weaknesses.  The introduction  of necessary change to an organization or family system often decreases inter-personal conflict.

 As Cloke notes, all of these definitions of conflict begin and end with each of us and the systems in which we live.  By recognizing, acknowledging, and re-defining the conflicts we face at a level beneath the surface issues on which arguments appear to be based, we are able to open paths to personal and organizational transformation.  

I’m Dave Doto, and this is my Opening Statement. -February 16, 2012      

Preparing to Negotiate: Going Beyond the Case File to Achieve Success

In Uncategorized on November 23, 2011 at 11:41 am

In this article I am providing the second installment of my review of William Ury’s book, Getting Past No: Negotiating in Difficult Situations.  In my previous article I put the cart before the horse and talked about the five steps to a successful negotiation — here I am going to talk about the horse that pulls the cart: negotiation preparation.

We all operate under severe time constraints, but you can’t afford not to prepare.  So, you have studied the case file and know all your facts and legal arguments.  You feel very smug and are ready to go, right?  Wrong!  Knowing your legal case only equips you to begin negotiation preparation.  It’s like standing at the plate in a baseball game with a brand new bat in your hands.  If you don’t know how to hit, your baseball career is going to be very short.  A minimum of fifteen minutes of preparation time is critical, and a better rule of thumb is to engage in one minute of preparation for every minute of anticipated negotiation time.

Ury states that you must map out the way to an agreement by focusing on five important points: 1) interests; 2) options to satisfy those interests; 3) fair standards for resolving differences; 4) alternatives to negotiation; and 5) proposals for agreement.

1. Interests: Positions are the concrete things you say you want — dollars, terms, conditions, etc.  Interests are the intangible motivations underlying your position — needs, desires, fears, and aspirations. You must identify the interests underlying the positions of you and your opponent.  If you don’t know where you want to go, it’s unlikely that you are going to get there.

Rank and prioritize your interests so that you don’t accidentally give up something very important for something of lesser importance.  Moreover, unless you understand the perspective of the other party, you will have difficulty making a satisfactory deal: you must be able to put yourself into their shoes.  You can’t change their thinking if you don’t understand what it is!  The more you know about them, the better chance you have to successfully influence their behavior.

2. Options: Effective negotiators invent creative options to “expand the pie” and satisfy the “interests” of all parties, even when its not possible to obtain everyone’s “positions.”  Never focus on a single solution (often your original position) — brainstorm and invent options without judgment first, and then evaluate them in light of the interests of all the parties.

3. Standards: Once the pie is expanded it needs to be divided up.  Impasse is often created when the process turns into a contest of wills and egos tied to intractable positions.  Come to the negotiating table armed to persuade with fair standards to use as a measuring stick for a mutually satisfying solution that operates independent of the will of either side — examples include market rates, legal criteria, scientific criteria, technical measures, and generally accepted standards and precedents.  Do your homework!

4. Alternatives: The purpose of negotiation is not necessarily to reach an agreement, but to determine whether you can satisfy your interests better through agreement than by pursuing your Best Alternative To a Negotiated Agreement (“BATNA”).  Your BATNA is the key to your negotiating power: the better your alternative to negotiation, the more leverage you have in the process.  Put simply, a BATNA is your best course of action to satisfy your needs without the other side’s agreement.

You need to identify your BATNA, develop and boost it if possible, and use it as a tool to measure any proposal, determine whether to continue negotiations, or whether  to negotiate at all.  Note, however, it is easy to overestimate your BATNA due to your vested interest and personal bias.  Proceed with caution, and, as discussed above, look at the situation as objectively as you can and from the perspective of your opponent.

It is also critical to determine the BATNA of your opponent.  This knowledge will help to guide you through negotiations since you will have a sense of whether any proposals on the table are superior to your opponent’s BATNA.  Having this information allows you to pierce the facade of hard bargaining and posturing.

5.  Proposals: Once you have used this process to identify viable options, you are ready to develop a spectrum of proposals — possible agreements to which you are willing to commit.  Ury suggests developing at least three: one that you aspire to have, one that you would be content to have, and one that you could live with.

The proposal to which you aspire should be realistically high, i.e., the proposal should be within the bounds of fairness and just within your perception of your opponent’s BATNA so that there is at least a chance that they may agree to it.  The proposal with which you would be content should meet your basic interests.  Your third proposal — the one you can live with — should be directly tied to your BATNA: identify an agreement that would barely satisfy your needs only marginally better than your BATNA.  If you can’t obtain an agreement at least as good as your third proposal, you may want to seriously consider walking away from the negotiation table.

These are not rigid positions, but illustrative of the kinds of outcomes that could satisfy your needs.  There is no way to know for sure what he other side will do, and during the course of negotiations you may acquire different information that enables you to develop different options and related proposals.

It is helpful to prepare a worksheet identifying the interests of you and your opponent, the options and standards you have developed, the BATNA of both you and your opponent, and the three categories of proposals you have crafted.  Rehearse the negotiation with a colleague playing the role of your opponent, and elicit feedback regarding what worked and what did not work, and what you might want to try to do differently.  This will help you to anticipate the tactics the other side may try to use and prevent you from being surprised.

Prepare, prepare, prepare…  There is no way to shortcut the process.  But the potential dividends in terms of improving the potential outcome for you and your client are well worth the effort.

I’m Dave Doto, and this is my Opening Statement. – November 23, 2011

Happy Thanksgiving!

The Five Steps to Successful Negotiation

In Uncategorized on November 23, 2011 at 11:13 am

            Would you like to take simple steps to vastly improve your negotiation outcomes?  In his best-selling book, Getting Past No: Negotiating in Difficult Situations, distinguished negotiation expert William Ury identifies “Five Steps to Breakthrough Negotiation.”

            Of course, as Ury points out, before you can effectively use these five simple steps in a negotiation, you must engage in extensive planning.  But I’m impatient, I love to read the ending of a book first, and, true to form, I am “putting the cart before the horse” in this article.  Truth be told, however, I would lose interest faster than Pavlov’s dogs salivated at the sight of a biscuit if I were to read an article on negotiation planning without first having a concrete understanding of what one is planning for and why.  I would like to reduce the chances that any of my columns end up draped over your nose while you sleep!

             In my next article, I will talk about negotiation planning.  I hope that you will gain a framework to comprehend and apply such planning after reading this article.  So, without further ado, here are the five steps to “breakthrough negotiation”:

             1.         Go the Balcony (Your reaction):  The first step to a successful negotiation outcome is to control your own emotions – Ury calls it “going to the balcony” and viewing the negotiation from above.  In other words, don’t react to the other party by getting angry, seeking retribution, or by counter-attacking.  Instead, focus on your own goals and interests, and reflect upon your best alternative to a negotiated agreement (or “BATNA”) as a framework within which to determine whether and perhaps how to continue the negotiation.

             2.         Step to Their Side (Their emotion):   Create a positive atmosphere by defusing strong emotion from  the other party such as anger and hostility.  Don’t attack or resist, but listen to them and agree wherever you can — acknowledge their competence.

             3.         Reframe (Their Position): Change the game.  In response to hard ball tactics, turn what the say into problem solving questions — “why is it that you want that”?  Let the underlying problems rise to the surface and guide them.  Don’t try to meet their attack head on — use verbal jujitsu to deflect their momentum into interest-based problem solving.

             4.         Build a Golden Bridge (Their Dissatisfaction): Do not push the other party to negotiate, draw them in.  Make it easy for them to say yes by identifying and incorporating their needs and interests into your proposals wherever possible, and help them to save face such that the outcome appears to be a victory for them.

             5.         Use Power to Educate (Their Power): Don’t escalate conflict if a party continues to resist negotiating in a cooperative manner.  Educate them about the cost of no agreement: exercise restraint and ask reality testing questions, warn without threatening, demonstrate your BATNA, and reassure them that your goal is a mutual “win-win” agreement, and not victory.

             I would encourage anyone that wants further information, analysis, and/or examples regarding any or all of these negotiation steps to pick up a paperback copy of Getting Past No.  It is a $17.00 dollar investment that will prove invaluable to you time and again.

I’m Dave Doto, and this is my Opening Statement. -November 23, 2011